Examination Regulations:
 
 

General Rules (please read it carefully)

  1. Candidates should ensure that they attend the enrolled examination at the scheduled examination time and venue.
  2. Candidates should bring their own stationery (Blue/black ball pens, calculators, dictionary etc.) to all examinations. Calculators and dictionaries brought into the examination hall/room are subject to inspection. (Please see below for the Policy on the Use of Dictionaries and Electronic Calculators). Authorized dictionaries and non-programmable electronic calculators may be used during the examinations. Calculators must be battery-powered, soundless in operation and with neither print-out nor graphic/word display functions.
  3. Candidates are required to switch off all beeping watches, pagers and mobile phones before entering the examination hall/room. Candidates are NOT allowed to use any communication devices inside the examination hall/room.
  4. Candidates should use blue/black ball pens to fill in all particulars on the question booklets/answer booklet(s) and to answer the examination questions.
  5. Candidates must sit at the designated seat according to the seat number printed on their Exam ticket, unless otherwise approved by the invigilator.
  6. Only the Exam ticket, stationery, authorized calculator and dictionary are allowed on the desk. All personal belongings, textbooks, notes, electronic diaries and any other study materials must be placed at designated area during the examination.
  7. The SFI will NOT be responsible for any loss, theft or damage of personal belongings during the examination.
  8. Drinking, eating and smoking are not allowed in the examination hall/room during the examination.
  9. No candidate will be admitted to the examination hall/room more than 30 minutes after the start of the examination.
  10. Once the examination has been in progress for more than 30 minutes, candidates may request to leave the examination hall/room with the approval of the invigilator. However, candidates are not allowed to leave the examination hall/room in the last 15 minutes.
  11. At the end of the examination, candidates should remain silent and seated until all examination materials including but not limited to question booklets have been collected and the invigilators tell them that they may leave.
 
 

Proof of Identity
On the examination day, each candidate MUST bring:

  1. his/her Exam Ticket; and
  2. his/her photo I.D. The identity document must be identical to the one indicated on the Admission Form.

Anyone failing to produce the above documents will not be permitted to sit for the examination.
Disqualification (A candidate may be disqualified from the examination if he/she:)

  1. improperly obtains information of an examination paper prior to the examination;
  2. communicates or attempts to communicate with any person inside or outside the examination hall/room during the examination;
  3. copies from notes, books or electronic devices brought into the examination hall/room or from the work of other candidates during the examination;
  4. takes away, or attempts to take away, from the examination hall/room any examination materials, such as examination question booklets, answer booklets, backing sheets or graph paper;
  5. leaves the examination hall/room without permission;
  6. starts to work on the examination paper before being instructed to do so, or continues to write after being told to stop writing at the end of the examination;
  7. does anything which causes unnecessary distraction to other candidates or disruption to the examination;
  8. takes an examination on behalf or in the name of another person;
  9. fails to follow the Examination Regulations, or the invigilators' instruction during the examination; or
  10. is found cheating in whatever manner.

Postponement and Cancellation of Examination

  1. 1. Examinations will be cancelled when typhoon warning signal is hoisted.
  2. Candidates are advised to call the SFI's Examination Hotline ((02) 2396-9939) for any special announcements.
  3. Candidates are also advised to listen to radio and/or television broadcasts for any special announcements.
  4. If an examination is cancelled, the SFI will notify candidates in writing of the examination's rescheduled date and time. In these circumstances, candidates do not have to re-register for the examination. Applications for a refund and/or transfer of examination fees paid will not be entertained.
  5. The SFI reserves the right to postpone and/or cancel an examination under extraordinary circumstances.

Authorized material

On the day of the examination, each candidate will be provided with an examination booklet (questions, answer sheets and calculation sheets), and a finance formulae booklet. The candidates must bring their own calculators and writing instruments

Policy on calculators
The following calculators are authorized:

  • Casio FC-200, Casio FC-1000
  • HP 12C, HP17B/plus, HP17BII/plus, HP19B/plus, HP19BII/plus
  • TI-83/plus, TI-84/plus, TI-89, TI-89 Titanium, TI-BA II+, TI-92
  • Any non-programmable calculator without any communication capability.


    Calculators that are not in the above list and calculators with spreadsheet capability are forbidden.

However:

  • Only executable formulas may be programmed into the calculator;
  • No text of any sort is authorised;
  • No file or any directory should be hidden or protected by a password. Members of the supervisory staff must be able to access every file, without any restriction, at all times throughout the examination.

    Furthermore, during the exam, members of the supervisory staff will inspect every calculator in order to verify that the above rules are being fully respected. This procedure may take up to fifteen minutes per candidate, and under no circumstances will any candidate be allowed extra time as compensation. In cases of doubt, examination supervisors are authorized to confiscate the calculator of any candidate, and the latter has no right to demand a replacement one.

Dictionaries

Only non-thematic translation dictionaries from a foreign language into the examination language and back, without any annotation, are authorized. Financial and thematic dictionaries are not authorized.

Quantitative finance formulae booklet


Every candidate receives the authorized formulae booklet at least 2 months before the examination session. Additional formulae may be provided on the examination day to solve specific questions, at the discretion of the IEC.


Penalties


The violation of any restriction to authorized material as described above justifies the exclusion of the candidate concerned from the entire examination session.


Languages


The International examinations are available in eleven languages: English, French, German, Italian, Spanish, Polish, Portuguese, Russian, Chinese, Japanese and Korean. Applications for approval of other languages may be submitted to the IEC.

Publication of results


Candidates will receive the results of the international examinations from the IEC through their national society. As soon as a large and geographically well-diversified number of candidates have been awarded the international designation, the names of the recipients will be published by the ACIIA®in a publicly available register.