2024
| Date | Event |
|---|---|
| 01.01~03.31 | Signed a memorandum for licensing examination and promotional collaboration with National Taichung University of Science and Technology, Southern Taiwan University of Science and Technology, Shih Hsin University, and Chung Yuan Christian University, respectively |
| 01.01~08.31 | In 2024, produced and broadcasted 39 episodes of the 2023 Futures Knowledge Online Program (the production period was extended to 2024) |
| 01.03~12.31 | Organized the Preparation and Promotion of Teaching Plans for Investment and Financial Management by Age, under the commission of TWSE. The initiative included the development of a senior high and vocational school-level teaching plan, an online training camp for junior high school seed teachers, and 3 training sessions for senior high and vocational school seed teachers. In July, the plans were made available for teachers to apply for and use, along with the promotion of their classroom implementation |
| 02.01 | Added a verification mechanism for file uploads in the Power of Attorney Inquiry and Reporting System to prevent the upload of illegal files |
| 02.06~12.27 | Organized 80 sessions of the 2024 Bringing Financial Literacy to Your Home Seminar - VAC Project, under the commission of the Taiwan Financial Services Roundtable |
| 02.22~04.18 | Arranged the Workshop for New Disclosure Requirements on Shareholders of TWSE- and TPEx-Listed Companies with 5% Shareholding or More, under the commission of TWSE |
| 02.23 | Held the 1st Sustainable Finance Evaluation Awards Ceremony |
| 02.29~06.05 | Organized the International Finance Seminars Courses for the 2023 academic year |
| 03.01 | Partnered with the Taiwan Blood Services Foundation to organize a charitable blood donation event at the Nanhai Blood Donation Center |
| 03.01~10.22 | Organized the Training Program on Enhanced English Communication of Securities and Futures Merchants, covering four sessions on the following topics: English for Social Situations, Meetings, Proposals & Reports, and Presentations |
| 03.01~12.07 | Organized 16 sessions of the 2024 In-Depth Financial Knowledge Seminar, under the commission of the Taiwan Financial Services Roundtable |
| 03.01~12.31 | Continued to arrange 5 sessions of the University Capital Market Specialized Practical Courses |
| 03.06~06.26 | The 2023 Financial Innovation and Transaction Credit Courses were held in Tainan, under the sponsorship of TWSE, TAIFEX, and TDCC |
| 03.08~03.09 | Organized the 1st Certified International Investment Analysts (CIIA) Foundation and Final Examinations for 2024 |
| 03.12~06.20 | Organized 17 sessions of the 2024 New Approach to Financial Planning Seminars for Military Personnel, under the commission of TDCC |
| 03.14~12.12 | Organized 20 sessions of Money Management General Education for College Students |
| 03.16 | Held a tree-planting activity in support of ESG initiatives in the Leshui Village, Datong Township, Yilan |
| 03.21~04.24 | Arranged the Workshop for New Disclosure Requirements on Shareholders of TWSE- and TPEx-Listed Companies with 5% Shareholding or More, under the commission of TPEx |
| 03.22 | Collaborated with the Andrew Charity Association to organize a one-day volunteer event |
| 03.22~11.29 | Organized the 2024 New Financial Knowledge of Asset Management and Legal Compliance Series Seminar, covering three sessions on the following topics: Understanding COP28: Guiding Taiwan’s Promotion of Sustainable Finance Seminar, Enhancing ETF Supervision Measures and Diversifying Asset Market Development, and Sustainable Future: Carbon Management Trends and Practices in the Financial Industry |
| 03.29 | Organized the 2nd Promotional Conference on Sustainable Finance Evaluation |
| 04.01~06.24 | Organized the 2024 Financial Sustainable Development Talent Cultivation Class, including three modules: International Standards and Investment, Climate Governance and Carbon Management, and Sustainability Disclosure and Risk Management |
| 04.01~06.30 | Signed a memorandum for licensing examination and promotional collaboration with National Kaohsiung University of Science and Technology, Chaoyang University of Technology, and I-Shou University, respectively |
| 04.02~06.18 | Organized the 2024 SFI GoProS Training Program - Domestic Training |
| 04.09~11.28 | Organized 30 sessions of the Financial Management onto the Campus Lecture Series, under the commission of TDCC |
| 04.11~04.12 | Organized the 1st Licensing Examination for Hong Kong Securities and Futures Intermediaries for 2024 |
| 04.12~11.18 | Organized the 2024 Financial Technology Capacity Building Training Program, including 4 subjects, Digital Marketing Strategies, Big Data Analysis, Legal Compliance Technology and Risk Management Application, and Artificial Intelligence |
| 04.13~04.18 | Conducted an overseas delegation to Japan focused on net zero and sustainability |
| 04.14 | Organized the 1st professional subject examination on securities, securities investment trust and consulting, and futures, and internal control basic competency examination for 2024, and administered the Basic Test on Sustainable Development for the first time |
| 04.15~10.15 | Conducted the 2024 Practical Course on Financial Information Security, including 4 modules: Trends and Governance Standards in Financial Information Security, Key Points in Financial Information Security Audits, Cloud Security and Zero Trust Architecture & Protection, and Vulnerability Management and Incident Response Handling |
| 04.17~10.17 | Arranged 30 sessions of the Financial Literacy Program 2024: Investing for the Future Lecture Series, under the commission of the Securities and Futures Bureau, FSC, and held the Young Experts in Sustainable Finance Management children’s financial camp on May 24 |
| 04.22~04.26 | Assisted the Financial Supervisory Commission in organizing the 2024 U.S. Securities and Exchange Commission Regional Exchange Training |
| 04.25~12.05 | Arranged 50 sessions of the 2024 Financial Literacy Program: Investing for the Future Lecture Series, under the commission of Taiwan Stock Exchange |
| 04.26 | Hosted the SFI 40th anniversary celebration, titled 40 Years of Securities Excellence, Charging Toward Sustainability, along with the seminar Sustainable Transition, Achieving New Heights |
| 05.03~06.21 | Arranged the 2024 Sustainability Disclosure Promotion Seminar for TWSE- and TPEx-Listed Companies, under the commission of TWSE (3 sessions) |
| 05.03~06.28 | Organized the Futures Online Promotional Game with Prizes |
| 05.10~10.09 | Arranged the 2024 Online Financial Elite Camp for Junior College Students, under the commission of TPEx |
| 05.14~07.04 | Organized the Futures Specialist Training Program, under the commission of TAIFEX (5th) |
| 05.2~06.21 | Arranged the 2024 Sustainability Disclosure Workshop for TWSE- and TPEx-Listed Companies, under the commission of TWSE (3 sessions) |
| 05.21-05.22 | Organized an outreach course for prosecutors and investigators on Futures and Options Market Trading Practices and Case Studies (11th) |
| 05.22-12.19 | Held in-person educational seminars on Mutual Fund Financial Management and Investment Fraud Prevention (10 sessions on campuses and 10 sessions in local communities) |
| 05.31~06.21 | Organized the 106th Securities and Futures Market Regulations and Case Studies Seminar (for judges, court clerks, administrative officers, and judicial assistants) |
| 06.03 | Organized the 2024 Forum on Institutional Investor Perspectives, under the commission of TWSE |
| 06.03~06.07 | Organized the 105th Securities and Futures Market Regulations and Case Studies Seminar (for prosecutors and investigators) |
| 06.03~07.31 | Organized the financial knowledge online promotion game, Exploring the Depths of Financial Knowledge with TFSR, under the commission of the Taiwan Financial Services Roundtable |
| 06.11~06.16 | Collaborated with the Securities Investment Trust & Consulting Association to organize the 2024 Delegation to Singapore on S-REITs, Private Equity Funds, and Wealth Management |
| 06.13~10.31 | Organized the Promotional Campaign on Expert Opinion and Celebrity Experience Sharing of Money Management, with 3 column articles published, and 5 episodes of podcast broadcasted |
| 06.15、12.07 | Jointly held the 2024 Financial Services Caring Carnival with the Taiwan Financial Services Roundtable (in Tainan and Taipei) |
| 06.19 | SFI signed a memorandum of understanding with the Asian Institute of Digital Finance at the National University of Singapore |
| 06.20~07.29 | Held the 2024 Sustainable Finance Certification Training Program - Foundation-Level Course for the first time (1st and 2nd) |
| 06.22~10.05 | Organized 5 large-scale promotional events on 2024 New Investment Trends, with livestreaming |
| 06.24~11.22 | Arranged 20 sessions of the 2024 Futures and Options Promotional Lectures, under the commission of TAIFEX |
| 07.01~09.30 | Signed a memorandum for licensing examination and promotional collaboration with Feng Chia University, Asia University, Yuan Ze University, National Yunlin University of Science and Technology, Shu-Te University, National Chiayi University, and Overseas Chinese University, respectively. |
| 07.05~08.23 | Organized an outreach course for judges and court clerks on Futures and Options Market Trading Practices and Case Studies (4 sessions in total, including Taipei, Taichung, Tainan, and Kaohsiung) |
| 07.05~08.30 | Organized the 8th 2024 ALPHA+ Training Program for Asset Management - 1st Phase Domestic Training, including two modules: Investment & Risk Management and Innovation & Marketing |
| 07.09~07.17 | Organized the Training Program for Key Industry and Securities Underwriters, including 2 modules: Key Industry Audits and Valuation |
| 07.10 | Organized the 2024 Forward-Looking Forum Series - Enhancing the Core Value of Financial Services through AI Guidelines |
| 07.18~08.21 | Organized the 2024 Advanced Wealth Management Specialist Training Workshop - Domestic Training, including 4 modules: Family Succession and Family Office Practices for High-Net-Worth Families, Securities Trusts as Effective Tools for Wealth Planning, Design of Investment Products for High-Net-Worth Wealth Management, and Client Relationship Management and High-Net-Worth Client Engagement and Asset Allocation Practices |
| 07.18~11.04 | Held the 2024 Sustainable Finance Certification Training Program – Advanced Course for the first time, including 4 modules: Sustainable Development Supervision and Governance, Greenhouse Gas Management, Sustainability Disclosure, Sustainable Investment, Financing, and Insurance, and Sustainability Risk Management |
| 07.19 | Passed the full organizational audit for ISO CNS27001:2013 and obtained certification |
| 07.19~07.26 | Arranged the Securities and Futures Industry (Including Introducing Brokers) Legal Compliance Promotional Conference (1 in-person session and 1 online session) |
| 07.27~08.25 | Arranged the 2024 U of T International English Program, an overseas English communication course |
| 08.01~12.31 | Organized the Anti-Investment Fraud Essay Contest, under the commission of TWSE, TAIFEX, and TPEx |
| 08.02~08.03 | Organized the Training Program for Green and Sustainable Finance (4th) |
| 08.04 | Organized the 2nd professional subject examination on securities, securities investment trust and consulting, and futures, and internal control basic competency examination for 2024 |
| 08.07~10.04 | Organized the 2024 Financial Services Risk Management Talent Cultivation Class for the first time, including 2 modules: Fundamentals of Risk Management and Practical Analysis of Risk Management |
| 08.09~08.30 | Organized the 107th Securities and Futures Market Regulations and Case Studies Seminar (for judges, court clerks, administrative officers, and judicial assistants) |
| 08.16~12.19 | Organized the 2024 International Asset Management Symposium, including two forums: Future Financial Investment Trends × New AI Perspectives and New Trends in Asset Management in Asia |
| 8.30 | Co-organized the Yangde Good Neighbor Blood Donation Event at the Nanhai Blood Donation Center in collaboration with the Export-Import Bank of the Republic of China and the Central Deposit Insurance Corporation |
| 09.01~09.12 | Organized the 2024 Overseas Delegation for Senior Executives in Asset Management to the United States to explore international trends in asset management |
| 09.03~12.17 | Organized the Interdisciplinary Financial Analysis master’s degree course for the 2024 academic year |
| 09.06~10.18 | Organized the 2024 Insider Trading Prevention Information Session, under the commission of TWSE (4 sessions) |
| 09.11~09.12 | Organized the 2nd Licensing Examination for Hong Kong Securities and Futures Intermediaries for 2024 |
| 09.11~12.25 | Organized the International Investment Analysis master’s degree course for the 2024 academic year |
| 09.12~114.01.02 | Organized the Asset Management Big Data and Algorithm Application Practices master’s degree course for the 2024 academic year |
| 09.13~12.27 | Organized the ESG Sustainable Investment and Green Finance Innovation Credit Course for the 2024 academic year |
| 09.18 | Organized the 2024 Forward-Looking Forum Series - Expanding ETF Product Diversity and Jointly Establishing an Asian Asset Management Hub |
| 09.20~09.21 | Organized the 2nd Certified International Investment Analysts (CIIA) Foundation and Final Examinations for 2024 |
| 09.20~12.18 | Arranged 4 sessions of 2024 In-Person Campus Lecture on Financial Education of Universities |
| 09.21~10.01 | Organized the 2024 SFI GoProS Training Program - Overseas Visit |
| 09.24~12.24 | Arranged the Knowledge is King: 21th Grand Contest on Investment Securities for University Students, including the online qualifying, regional semifinal, and final rounds, under the commission of TWSE |
| 10.01~12.31 | Signed a memorandum for licensing examination and promotional collaboration with Chinese Culture University, National Formosa University, Minghsin University of Science and Technology, National Central University, Ming Chuan University, CTBC Business School, and National Taipei University of Technology, respectively |
| 10.06 | Organized the 2024 Understanding Asset Management Market Practices Course for judicial officers |
| 10.07~10.13 | Participated in the World Investor Week 2024, which was organized by the International Organization of Securities Commissions (IOSCO) and the FSC |
| 10.25~11.29 | Arranged the Insider Equity Transfer and Legal Compliance Promotional Conference 2024 under the commission of TWSE (5 sessions in total, in-person and online) |
| 10.26 | Organized the 2024 New Trends in CFTC Derivatives Regulations Seminar |
| 10.26~10.31 | Organized the 2024 Advanced Wealth Management Specialist Training Workshop - Overseas Delegation to Japan Focused on Financial Services for the Elderly and Family Business Succession |
| 10.29~11.22 | Organized the Sustainability Disclosure Practical Training and Promotional Conference for TPEx-Listed Companies, under the commission of TPEx (3 sessions) |
| 10.29~12.26 | Arranged the Futures Asset Management Personnel Training Program under the commission of TAIFEX (12th) |
| 10.29~12.26 | The 2024 Asia Regional Finance and Financial Innovation and Transaction Credit Courses were held in Taichung |
| 11.01 | Organized the 2024 Understanding Asset Management Market Practices Course for prosecutors and investigators |
| 11.02~11.13 | Organized the 8th 2024 ALPHA+ Training Program for Asset Management - 2nd Phase Overseas Study (United Kingdom) |
| 11.07~12.03 | Organized the Promotional Conference on Sustainability Report Preparation and Functional Role for TWSE- and TPEx-Listed Companies, under the commission of TWSE and TPEx (5 sessions) |
| 11.13 | Organized the seminar Enhancing Personal Value and Career Potential with the CIIA Certification |
| 11.16 | Organized SFI’s one-day environmental education activity in Xingjian Village, Sanxing Township, Yilan |
| 11.19~12.04 | Organized the Deepening Corporate Sustainability Governance Culture: Sustainable Development Committees and Chief Sustainability Officers Roundtable, under the commission of TWSE and TPEx (2 sessions) |
| 11.21 | Arranged the 2024 New Trends for Investors of Asset Management forum |
| 11.23~12.02 | Organized a delegation to Australia focused on financial technology |
| 11.26 | Published the 2024 White Paper on Financial Policy Recommendations |
| 12.01 | SFI’s official website was revamped and upgraded with cloud services |
| 12.01 | Organized the 3rd professional subject examination on securities, securities investment trust and consulting, and futures, the internal control basic competency examination, the 4th Professional Exam for AML/CFT Specialists, and the 5th Basic Test on Sustainable Development for 2024 |
| 12.04 | Held the award ceremonies for the 2023 Outstanding Paper Awards and the 14th Best Securities and Futures Paper Awards of the Review of Securities and Futures Markets |
| 12.10 | Co-organized a one-day volunteer activity at the Nanhai Blood Donation Center in collaboration with the Export-Import Bank of the Republic of China and the Central Deposit Insurance Corporation |
| 12.24~12.27 | Held the Securities Industry Legal Compliance Promotional Conference (3 sessions in total, including securities, investment trusts and investment advisors) |
| 12.25 | Organized the seminar Leveraging Derivatives to Expand Asia’s Asset Management Footprint for TWSE- and TPEx-Listed Companies, under the commission of TAIFEX |
| 12.26 | Organized the 2024 Asset Management Internship and Career Development Expo |
2023
| Date | Event |
|---|---|
| 01.03~12.29 | Arranged the Preparation and Promotion of Teaching Plans for Investment and Financial Management by Age, under the commission of TWSE. The preparation of teaching plan for middle school students was completed. Going |
| 02.01 | Launched new version of proxy authorization inquiry and application system. |
| 02.16~12.27 | Organized 57 sessions of the 2023 Bringing Financial Literacy to Your Home Seminar - VAC Project, under the commission of the Taiwan Financial Services Roundtable. |
| 02.22~06.14 | Organized the International Finance Seminars Courses for the 2022 academic year. |
| 02.23~06.15 | Organized credit courses of the Asia Regional Finance and Financial Innovation and Transaction Courses for the 2022 academic year in Tainan. |
| 02.23~12.14 | Arranged 5 sessions of the University Capital Market Specialized Practical Courses for the first time. |
| 03.01~03.04 | Visited Malaysia Minority Shareholders Watch Group (MSWG) and Bursa Malaysia (the stock exchange of Malaysia) for the Feasibility Study of Establishing a Proxy Advisory Firms. |
| 03.01~07.28 | Organized the 2023 Python Asset Management Application Practices Workshop, and Python Asset Management AI Strategic Trading Competition. |
| 03.08~12.21 | Organized 30 sessions of the Financial Management onto the Campus Lecture Series, under the commission of TDCC. |
| 03.10~03.11 | Organized the 1st Certified International Investment Analysts (CIIA) Foundation and Final Examinations for 2023. |
| 03.12~12.09 | Organized 18 sessions of the 2023 In-Depth Financial Knowledge Seminar, under the commission of the Taiwan Financial Services Roundtable. |
| 03.13 | Completed the first-year study for the Establishment of Capital Market Indicators in Taiwan. |
| 03.14~12.20 | Organized the 2023 New Financial Knowledge of Asset Management and Legal Compliance Series Seminar, including 4 sessions, i.e., "Improved Measures and Zero-Trust Strategy for Financial Data Security," "Asset Management Application and Risk Management of Generative AI," "Analysis of Global Sustainability and Climate Disclosure Standards," and "Supervision and Risk Control of Virtual Assets." |
| 03.15~11.09 | Organized the 2023 Training Program on Enhanced English Communication of Securities and Futures Merchants, including 4 sessions, i.e., "Business English for Travel and Social Occasions," "Business English for Conferences and Conventions," "Business English for Presentation," and "English for Project Reporting and Proposal Writing." |
| 03.22~06.28 | Organized 17 sessions of the 2023 New Approach to Financial Planning Seminars for Military Personnel, under the commission of TDCC. |
| 03.28~12.18 | Organized 20 sessions of Money Management General Education for College Students. |
| 03.31 | Completed the Feasibility Study of Establishing a Proxy Advisory Firms, under the commission of Taiwan Depository & Clearing Corporation, etc. |
| 04 | Launched the ESG Section on the official website of Securities and Futures Institute. |
| 04.01~11.08 | Organized the judging process for the 17th Golden Goblet Award. |
| 04.07~06.20 | Held phase 1 domestic training of the 2023 SFI GoProS Training Program. |
| 04.07~09.24 | Arranged 30 sessions of the Financial Literacy Program 2023: Investing for the Future Lecture Series, under the commission of the Securities and Futures Bureau, FSC. |
| 04.07~10.23 | Organized 2023 Financial Technology Capacity Building Training Program - Artificial Intelligence, including 4 modules, i.e., "Digital Marketing Strategic," "Big Data Analysis," "Legal Compliance Technology and Risk Management Application," and "Artificial Intelligence." |
| 04.10~11.13 | Organized the 2023 Asset Management Sustainable Development Talent Cultivation Class, including three modules, i.e., "International Standards and Investment," "Climate Governance and Carbon Management," and [Sustainability Disclosure and Risk Management,] for 2 phases. |
| 04.11 | The entry of the Review of Securities and Futures Markets (RSFM), "Effects of Implicit Guarantees on Bank Risk Taking-From Individual Loan Perspective," was selected as an outstanding paper of the 13th UMC Management Thesis Award. |
| 04.11~04.12 | Organized the 2nd Licensing Examination for Hong Kong Securities and Futures Intermediaries for 2023. |
| 04.17~10.17 | Held the 2023 Practical Course for Information Security in Securities and Futures, including 4 modules, i.e., "Financial Information Security Financial Regulations," "Financial Information Security App Inspection and Cloud Data Security Practices," "Financial Information Security Incident Processing Practices," "Essentials of Financial Information Security Auditing." |
| 04.18~12.30 | Produced and broadcasted 41 episodes of the “2023 Futures Knowledge Online Program.” (The production period was extended to 2024.) |
| 04.23~11.29 | Arranged 50 sessions of Financial Literacy Program 112: Investing for the Future Lecture Series, under the commission of TWSE. |
| 05.09~07.01 | Organized the 4th Futures Specialist Training Program, under the commission of TAIFEX. |
| 05.12、07.14、07.07、07.21 | Arranged the Workshops for Understanding Futures and Options Market Practices for judges and clerks (Taipei, Taichung, Tainan, and Kaohsiung). |
| 05.15~10.04 | Arranged the 2023 Taipei Exchange online securities investment camp under the commission of TPEX. |
| 05.24~05.27 | Arranged 2 sessions of 2023 Asset Management Industry Perspective - Roundtable Exchange. |
| 06 | Launched the Shareholders' Meeting Corporate Governance Section on the website. |
| 06.01~12.27 | Arranged 4 sessions of 2023 In-Person Campus Lecture on Financial Education of Universities. |
| 06.02、05.19、10.13、06.16 | Arranged 4 sessions of the 102th Securities and Futures Markets Regulations and Case Studies Seminar (for judges, officials, and clerks, and judges’ assistants). |
| 06.02、06.09、10.13、10.20 | Organized 4 sessions of the 2023 Insider Trading Prevention Information Session, under the commission of TWSE. |
| 06.10~08.26 | Organized 5 large-scale promotional events on 2023 New Investment Trends, with livestreaming. |
| 06.12~06.16 | Organized the 101th Securities and Futures Markets Regulations and Case Studies Seminars (for prosecutors/investigators and judicial officers). |
| 06.13~11.30 | Organized the Promotional Campaign on Expert Opinion and Celebrity Experience Sharing of Money Management, with 2 column articles published, and 6 episodes of podcast broadcasted. |
| 06.14、07.07、07.19 | Organized 3 sessions of the 2023 Securities Industry Legal Compliance Promotional Conference. |
| 06.16 | Held the 2023 Asset Management Prospect Series - Implementation of Sustainability Action Plans to Strengthen Capital Market Development. |
| 06.27~12.06 | Arranged 21 sessions of the 2023 Futures and Options Dissemination Lectures, under the commission of TAIFEX. |
| 06.29~06.30 09.21~09.22 | Organized the 9th and 10th Workshop for Understanding Futures and Options Market Practices for prosecutors/investigators. |
| 06.30 | Passed the first-year full organization audit of the second cycle of ISO CNS27001: 2013 and obtained the certification. |
| 07.03~08.31 | Organized the online prize winning game to promote futures knowledge. |
| 07.04~09.12 | Held phase 1 domestic training of the 2023 ALPHA+ Training Program for Asset Management. |
| 07.08、08.19 | Jointly held the 2023 Financial Services Caring Carnival in Kaohsiung and Yilan with the Taiwan Financial Services Roundtable. |
| 07.10~07.11 07.17~07.18 | Organized 2 sessions of the Training Program for Key Industry and Securities Underwriters. |
| 07.10~09.04 | Organized the online game of Learning Graph Path for Mutual Fund Investors. |
| 07.11 | Published the 2022 SFI Sustainability Report (Chinese and English versions). |
| 07.28 | Completed the Study on Reduced Securities Transaction taxes for Day Trading, under the commission of TWSE, etc. |
| 07.29~08.27 | Arranged the 2023 overseas English communication course, the University of Toronto International English Program. |
| 08.01~09.30 | Organized the financial knowledge online promotion game, Unlocking Financial Knowledge with TFSR, under the commission of the Taiwan Financial Services Roundtable. |
| 08.03~08.18 | Arranged the National Securities Knowledge Camp for Teachers, under the commission of TWSE, which included 8 onsite courses and 1 online promotion activity. |
| 08.04、08.18、08.11、09.15 | Arranged the 103th Securities and Futures Markets Regulations and Case Studies Seminar (for judges, officials, and clerks, and judges’ assistants). |
| 08.06 | Organized the 2nd professional subject examination on securities, securities investment trust and consulting, and futures, and internal control basic competency examination for 2023. |
| 08.15 | Organized the ESG Transformation Strategic Mindset Seminar, and Seminar for Competencies of Green Collar Talents Amidst Sustainability Transformation. |
| 08.29~09.28 | Arranged 4 sessions of Asset Management Training Camp for University Students. |
| 09.13~113.01.10 | Organized the Interdisciplinary Financial Analysis master’s degree course for the 2023 academic year. |
| 09.15 | Organized the 2023 Asset Management Prospect Series Forum - Aligning with International Carbon Reduction Trend For Promoting Enterprise Net-Zero Transformation. |
| 09.15~09.16 | Organized the 2nd Certified International Investment Analysts (CIIA) Foundation and Final Examinations for 2023. |
| 09.15~113.01.12 | Organized the Asset Management Big Data and Algorithm Application Practices master's degree course for the 2023 academic year. |
| 09.16~09.27 | Held the 2023 SFI GoProS Training Program, phase 2 Germany and Switzerland financial and industry development study group. |
| 09.16~11.15 | Conducted the Interactive Filter Promotion for the Mutual Fund of AMED Fund event. |
| 09.16~113.01.13 | Organized credit courses of the Asia Regional Finance and Financial Innovation and Transaction Courses for the 2023 academic year in Taichung. |
| 09.19-10.13 | Organized phase 1 domestic training of the 2023 Advanced Wealth Management Specialist Training Workshop, including 4 themes, i.e., "Inheritance of Family Fortune," "Cross-Country Taxation and Trust for High-Value Clients," and "Management Practice of High-Value Clients." |
| 09.20、10.13 | Organized the 2023 Understanding Asset Management Market Practice Course for prosecutors/investigators and judicial officers. |
| 09.21~113.01.11 | Organized the ESG and Investment Analysis bachelor’s degree course for the 2023 academic year. |
| 09.21~113.01.11 | Organized the International Investment Analysis master's degree course for the 2023 academic year. |
| 09.23、10.27 | Arranged the 2023 Sustainable Development Workshop for TWSE and TPEx Listed Companies, under the commission of TWSE. |
| 09.25~12.22 | Arranged the Knowledge is King: the 20th Grand Contest on Investment Securities for University Students, including the online qualifying, regional semifinal, and final rounds, under the commission of TWSE. |
| 10.02~10.08 | Participated in World Investor Week 2023, which was organized by the International Organization of Securities Commissions (IOSCO) and the FSC. |
| 10.04 | Completed three studies under the commission of Asset Management Fund, namely "Study of Transformation from Corporate Governance to Sustainability Evaluation in Taiwan in Line with International ESG Evaluation," "Study of Effects on Asset Management Imposed by International Implementation of Climate Change Policy Response," "Study of Family Office System and Wealth Management Development in Major Asia-Pacific Countries." |
| 10.04~10.06 | Organized the 104th Securities and Futures Markets Regulations and Case Studies Seminars (for prosecutors investigators). |
| 10.10~10.13 | Visited MSWG and Institutional Investors Council Malaysia (IIC) for international exchange. |
| 10.12 | Arranged 1 session of 2023 New Trends for Investors of Asset Management for the first time. |
| 10.13、10.18、10.27、11.10、11.14 | Arranged the Securities and Futures Industry (Including Introducing Brokers) Legal Compliance Promotional Conference (6 sessions, in-person and video conference sessions). |
| 10.14~10.24 | Organized the 2023 Study Camps for the Senior Executives of Asset Management. |
| 10.18~12.15 | Arranged the 11th Futures Asset Management Personnel Training Program under the commission of TAIFEX. |
| 10.31 | The SFI was graded A in placing domestic workers by private employment service agencies in an evaluation for 2023 conducted by the Department of Labor, Taipei City Government. |
| 10.31 | Presented the Best Paper Award for the 2022 Securities Market Quarterly. |
| 11.02~11.03 | Organized the 3rd Training Program for Green and Sustainable Finance for 2023. |
| 11.07~11.08 | Organized the 2nd Licensing Examination for Hong Kong Securities and Futures Intermediaries for 2023. |
| 11.08、11.15、11.22、11.29 | Arranged the 2023 Insider Ownership Regulations for TWSE-Listed Companies and Unlisted Public Companies, under the commission of Taiwan Stock Exchange. |
| 11.10 | Organized the 2023 New Trends in CFTC Derivatives Regulation Seminar. |
| 11.11 | Arranged the Derivatives Trading Strategies and Market Outlook for TWSE/TPEx Listed Companies. under the commission of TAIFEX. |
| 11.12~11.23 | Organized the 2023 ALPHA+ Training Program for Asset Management, phase 2 overseas study in New York, USA. |
| 11.20~12.21 | Signed a memorandum for licensing examination and promotional collaboration with Takming University of Science and Technology, National Taipei University of Business, and China University of Technology respectively. |
| 11.24 | Launched the new version of Database of Independent Directors. |
| 11.29 | Organized the Seminar on "Elevating Finance Careers with Cutting-Edge CIIA International Certification". |
| 12.03 | Organized the 3rd professional subject examination on securities, securities investment trust and consulting, and futures, internal control basic competency examination, and AML/CFT Specialist written examination for 2023. |
| 12.06 | Completed voluntary submission of the study proposal for Research on Capital Market Resilience Pertaining to Market Liquidity, Financial Technology and Innovation, and Sustainable Finance. |
| 12.12 | Organized the 2nd session of 2023 international conference on asset management, "New Analysis of ESG, REITs, and PE Fund Investment Trends." |
| 12.15 | Completed the study of International Engagement Practice and Future Development Trend, under the commission of Taiwan Depository & Clearing Corporation, etc. |
| 12.21 | Arranged the Workshop for New Disclosure Requirements on Shareholders of TWSE and TPEx Listed Companies with 5% Shareholding or more, under the commission of TWSE. |
| 12.28 | Completed the Study of Roles of Central Custody in Promoting Sustainable Finance in Taiwan, under the commission of Taiwan Depository & Clearing Corporation. |
2022
| Date | Event |
|---|---|
| 01.10~12.30 | Organized 70 sessions of the 2022 “Bringing Financial Literacy to Your Home Seminar - VAC Project” under the commission of the Taiwan Financial Services Roundtable. |
| 02.16~06.22 | Organized the International Finance Seminars Courses 2021. |
| 02.23~06.15 | Organized credit courses of the Asia Regional Finance and Financial Innovation and Transaction Courses 2021-2022 in Tainan. |
| 03.01~11.01 | Organized the Asset Management New Knowledge and Legal Compliance Series Seminar, with four sessions on ESG Fund Information Disclosure, Strategies for Sustainable Development and Transformation of the Securities and Futures Industry, Greenhouse Gas Inventory and Disclosure of Financial Institutions, and Information Security Supervision and Practice under the Trend of Digital Transformation. |
| 03.03~12.30 | Organized 18 sessions of the 2022 “Financial Knowledge to the Community Seminar" in various remote areas throughout Taiwan, under the commission of the TFSR. |
| 03.09~12.28 | Organized 20 sessions of Money Management General Education for College Students. |
| 03.11~03.12 | Organized the 1st Certified International Investment Analysts(CIIA) Foundation and Final Exams in 2022. |
| 03.16~11.25 | Organized the 2022 Training Program on Enhanced English Communication for Securities and Futures Merchants, with 4 sessions on Investment Product Introduction and Customer Relationship Management, Financial Product Sales Presentation Skills, Business Negotiation and Customer Relationship Management, and International Financial Issues and Current Affairs throughout the year. |
| 03.24~11.11 | Organized 15 sessions of the New Approach to Financial Planning Seminars for Military Personnel under the commission of TDCC. |
| 03.28 | The "Review of Securities and Futures Markets" was awarded 5th place periodical (economics) for Long Term Periodicals Dissemination in the 2022 Most Influential Academic Resources in Taiwan from the National Central Library. |
| 04.08~12.31 | Organized the 2022 Online Campaign for “Investment Risk for Investors” under the joint commission of TWSE, TPEx, and TAIFEX. |
| 04.13~06.22 | Phase 1 (domestic training) of the 2022 SFI GoProS Training Program). |
| 04.13~08.20 | Arranged 30 sessions of the "Financial Literacy Program 2022: Investing for the Future Lecture Series" under the commission of the Securities and Futures Bureau, FSC. |
| 04.17 | Organized the first professional subject exam on securities, securities investment trust and consulting, and futures, and internal control basic competency exam in 2022. |
| 04.18、04.19 | Organized the 2022 Practical Course for Information Security in Securities and Futures - Financial Information Security and Financial Regulations. |
| 04.25~12.08 | Organized 28 sessions of the "Financial Literacy onto the Campus Series" under the commission of TDCC, and produced 5 episodes of podcasts to introduce basic financial knowledge. |
| 05.02~12.17 | Arranged 50 sessions of "Financial Literacy Program 2022: Investing for the Future Lecture Series" under the commission of the TWSE. |
| 05.03~06.30 | Organized the 3rd Futures Specialist Training Program under the commission of TAIFEX. |
| 05.13、05.27、07.15、07.22 | Arranged the Workshops for Understanding Futures and Options Market Practices for Judges and Clerks (Taipei, Taichung, Tainan, and Kaohsiung). |
| 05.19~05.20 | Organized the 2021 Workshops for Understanding Futures and Options Market Practices for Prosecutors/Investigators (7th). |
| 05.20、06.10、10.14、10.21、10.28 | Organized 5 sessions of the 2022 Insider Trading Prevention Information Session under the commission of TWSE. |
| 05.24~06.08 | Organized 2 sessions of the Training Program for Key Industry and Securities Underwriters. |
| 05.27、06.10、06.17、07.08 | Arranged 4 sessions of the 84th Securities and Futures Markets Regulations and Case Studies Seminar (Judges, Officials, and Clerks, and Judges’ Assistants Course). |
| 05.30~10.03 | Arranged the "2022 Online Financial Elite Camp for College Students" under the commission of TPEx. |
| 06.06~06.10 | Organized the 97th Securities and Futures Markets Regulations and Case Studies Seminars (for prosecutors/investigators and judicial officers). |
| 06.10~12.30 | Produced and broadcasted 47 episodes of the “Futures Knowledge Online Program”. |
| 06.13~06.14 | Organized the 2022 Practical Course for Information Security in Securities and Futures - Financial Information Security App Testing and Cloud Data Security Practice. |
| 06.17 | Held the 2022 Asset Management Prospect Series - Focusing on Corporate Sustainability and Enhancing Market Investment Value. |
| 06.26~12.23 | Arranged 21 sessions of the Futures and Options Promotional Lectures 2022 under the commission of TAIFEX. |
| 07.05~09.16 | Held Phase 1 (domestic training) of the 2022 ALPHA+ Training Program for Asset Management. |
| 07.15~09.15 | Organized the financial knowledge online quiz game "Taiwan Financial Services Treasure Hunt" under the commission of the TFSR. |
| 07.22、07.27、08.03 | Organized 3 sessions of the 2022 Securities Industry Legal Compliance Promotional Conference. |
| 07.27~08.19 | Arranged the Securities Market Training Camp for Teachers under the commission of TWSE, which included 8 onsite courses and 1 online promotion activity. |
| 08.03~12.18 | Organized the “Investing Mutual Funds” podcast program, with 8 episodes broadcasted. |
| 08.05~08.06 | Organized the 2022 Study Camps for the Senior Executives of Asset Management. |
| 08.05、08.12、08.19、09.16 | Arranged the 99th Securities and Futures Markets Regulations and Case Studies Seminar (Judges, Officials, and Clerks, and Judges’ Assistants). |
| 08.07 | Organized the second professional subject exam on securities, securities investment trust and consulting, and futures, and internal control basic competency exam in 2022. |
| 08.15~08.16 | Organized the 2022 Practical Course for Information Security in Securities and Futures - Financial Information Security Incident Handling Practice. |
| 08.19 | Organized New Solutions and Key Strategies of Metaverse Concept Seminar. |
| 08.31 | Announce the SFI 2021 Sustainability Report (Chinese and English versions). |
| 09.13~112.01.10 | Organized the 2022 Interdisciplinary Financial Analysis bachelor’s degree course. |
| 09.15~112.01.12 | Organized the Asset Management Big Data and Algorithm Application Practices master's degree course for the 2022 academic year. |
| 09.16 | Organized the 2022 Asset Management Prospect Series - Promoting Sustainable Industry Upgrades and Focusing on International Alternative Investment Trends. |
| 09.16~09.17 | Organized the 2nd Certified International Investment Analysts(CIIA) Foundation and Final Exams in 2022. |
| 09.16~112.01.13 | Organized credit courses of the Asia Regional Finance and Financial Innovation and Transaction Courses 2022-2021 in Taichung. |
| 09.17~11.05 | Organized 5 large-scale investor education events on New Investment Trends in 2022, with livestreaming. |
| 09.20、09.27、09.30 | Organized the 2022 Advanced Wealth Management Specialist Training Workshop. |
| 09.21~112.01.11 | Organized the 2022 International Investment Analysis master's degree course. |
| 09.21~112.01.11 | Organized the 2022 ESG and Investment Analysis bachelor’s degree course. |
| 09.23~10.07 | Organized the 2022 Understanding Asset Management Market Practice Course- for prosecutors/investigators and judicial officers. |
| 09.26~12.28 | Organized the "Knowledge is King: the 19th Grand Contest on Investment Securities for University Students", including the online qualifying round, regional semifinal round, and the final round, under the commission of TWSE. |
| 09.29~09.30 | Organized the 2021 Workshops for Understanding Futures and Options Market Practices for Prosecutors/Investigators (8th). |
| 09.30~11.08 | Arranged 10 sessions of the Securities and Futures Industry (Including Introducing Brokers) Legal Compliance Promotional Conference. |
| 10.03~10.04 | Organized the 2022 Practical Course for Information Security in Securities and Futures - Essentials of Financial Information Security Auditing. |
| 10.03~10.09 | Participated in World Investor Week 2022, which was organized by the International Organization of Securities Commissions (IOSCO) and the FSC. |
| 10.05、10.12、10.19、10.26 | Arranged the 2022 Insider Ownership Regulations for TWSE-Listed Companies and Unlisted Public Companies under the commission of Taiwan Stock Exchange. |
| 10.06 | Launch the website of the "Mutual Fund Investor Learning Path". |
| 10.07~11.04 | Organized 2022 Financial Technology Capacity Building Training Program - Big Data Analysis. |
| 10.14~12.14 | Organized the online “Fun with Futures Campaign” to raise awareness. |
| 10.18~12.18 | Organized the “What’s Up Mutual Funds” YouTuber online video promotion project, 5 promotional videos were produced and an online promotion zone was set up. |
| 10.19~10.20 | Organized the 2022 Training Program for Green and Sustainable Finance. |
| 10.18~12.15 | Arranged the Futures Asset Management Personnel Training Program under the commission of TAIFEX. |
| 10.28 | Organized the 2022 New Trends in CFTC Derivatives Regulation Seminar |
| 11.07~12.19 | Organized 2022 Financial Technology Capacity Building Training Program - Artificial Intelligence. |
| 11.11 | Arranged the Derivatives Trading Strategies and Market Outlook for TWSE/TPEx Listed Companies under the commission of TAIFEX. |
| 11.17~11.18 | Organized the 2022 Global Asset Management Course (6th). |
| 11.22 | The SFI was graded A in the evaluation of private employment service agencies in placing domestic workers in the country conducted by the Department of Labor, Taipei City Government in 2022. |
| 11.25 | Held the 13th Best S&F Paper Award Ceremony and awarded the Best Paper Award for the 2021 Securities Market Quarterly. |
| 12.04 | Organized the third professional subject exam on securities, securities investment trust and consulting, and futures, internal control basic competency exam, and AML/CFT Specialist written exam in 2022. |
| 12.07~12.09 | Organized the 100th Securities and Futures Markets Regulations and Case Studies Seminars (for prosecutors investigators). |